The class was exactly what I was looking for. It has been the best training I have received and was exactly relevant to my duties.

Kristin Y. Franzoy, Senior Financial Analyst, Sun Healthcare Group, Inc., Albuquerque, NM

Form 10-K In Depth Workshop

Two days -- 16 CPE Credits

Build the knowledge base and practice all the skills you need to prepare and review Form 10‑K.

In this workshop you will interact with the instructor to:

• Act as a Corp Fin reviewer of an actual case study 10‑K, writing comments on each item

• Review in detail the requirements and rules for each Item in Form 10-K

• Grapple with the most challenging issues within each Item

• Learn the intricacies of preparing MD&A in the current economic environment

• Develop the case study company’s MD&A

• Highlight recent changes and possible future changes to Form 10-K

NOTE: If you are new to SEC Reporting, we strongly recommend you attend our SEC Reporting Skills Workshop to learn SEC reporting fundamentals before attending this workshop.

SCHEDULE

DAY ONE

8:30 - 9:00 – Registration/Breakfast

9:00 - 9:45 – Overview of Form 10-K and Introduction to the Case Study

9:45 - 11:30 – Item 1  -  Business

11:30 - 11:45 – Items 1A and 1B  -  Risk Factors and Unresolved Staff Comments

11:45 - 12:30 – Items 2 and 3  -  Properties and Legal Proceedings

12:30 - 1:30 – Networking Luncheon

1:30 - 2:00 – Item 4  -  Shareholder and Common Stock Information

2:00 - 3:15 – Item 5  -  Selected Financial Data

3:15 - 5:30 – Items 7 and 14  -  Financial Statements and Supplementary Financial Data

5:30 - 7:00 — Welcome Reception

DAY TWO

8:00 - 8:30 – Breakfast

8:30 - 9:45 – Items 7 and 14  -  Financial Statements and Supplementary Financial Data  (continued)

9:45 - 10:00 – Item 8  -  Changes in and Disagreements with Accountants

10:00 - 10:15 – Item 8A  -  Controls and Procedures

10:15 - 11:00 – Item 6A  -  Market Risk Disclosures

11:00 - Noon – Item 6  -  Management’s Discussion and Analysis

Noon - 1:00 – Networking Luncheon

1:00 - 3:45 – Item 6  -  Management’s Discussion and Analysis  (continued)

3:45 - 5:00 – Items 9, 10, 11, 12 and 13  -  The Proxy Information

Learning Objective: To provide an understanding of the requirements in annual and/or interim filings with the SEC.
Delivery Method: Group-Live
Prerequisites/Advance Preparation: None
Program Level: Intermediate.

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CALENDAR

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